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2
Problem Formulation
The problem formulation of a risk assessment is a systematic planning stage that
identifies the major factors considered in the assessment, and establishes its goals,
breadth, and focus (USEPA/ERT 1997). It is essentially a scoping activity and is
fundamental to the success of all subsequent components in the risk assessment.
There are four general activities within problem formulation.
a. Statement of objectives: The risk manager initiates the problem formulation
with a statement of objectives. Subsequent selection of assessment
techniques and procedures largely depends on this objective statement.
Consequently, time spent by the dredged material manager in addressing
why the risk assessment is being performed will substantially improve the
decision-making process.
b. Development of a conceptual model: The conceptual model specifies the
pathways by which a contaminant of concern might move from the
management area to a human or organism of concern.
c. Selection and characterization of receptors: This task selects and describes
organisms and humans which best represent the types of organisms and
human activities that may contact contaminants from the dredged material
management site.
d. Identifying endpoints: The human health risk assessment has numerical
endpoints specified by convention to protect humans against carcinogenic
and noncarcinogenic health risks. However, for ecological receptors, the
risk assessment will use endpoints which depend upon the ecological
characteristics of the management area and management activity under
consideration. Assessment endpoints are the valued characteristics of a
management site or adjacent ecosystem that should be protected. In
selecting appropriate assessment endpoints, some factors to be considered
include the ecological relevance of the endpoint, policy goals and societal
values, and susceptibility to the contaminant. Measurement endpoints are
discrete observations that can be related to the assessment endpoint.
Generally, we must extrapolate from the measurement endpoints back to
the assessment endpoints in judging whether the value expressed by the
assessment endpoint is at risk.
15
Chapter 2 Problem Formulation

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