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Tier II, risk assessment. Simple PLCs and analytical models are developed in a
Tier II assessment. If PCLs are exceeded or risk cannot be ruled out at Tier II, the
investigation proceeds to Tier III. Detailed, site-specific PCLs are derived in a
Tier III assessment. Through this tiered approach, a cost-efficient remediation
option that is protective of human health can be selected.
Document:
"Guidance for conducting ecological risk assessments under the
Texas Risk Reduction Program." (TNRCC 1996b).
Contact:
TNRCC, Office of Waste Management, Austin, TX.
This guidance incorporates the tiered structure of the Texas Risk Reduction
Program and is consistent with the USEPA's Framework for Ecological Risk
Assessment. It also includes some modifications to make this document specific
for Texas, such as the addition of state-developed criteria (Texas Surface Water
Quality Standards) and the consideration of livestock and crops as potential
ecological receptors.
As in the human health assessment process, the ecological risk assessment uses
a three-tiered approach.
1. The purpose of Tier I is to characterize the site and identify potential
exposure pathways.
2. Tier II is a screening-level ecological risk assessment, in which the
contaminants at a site that are likely to pose an ecological risk are
identified. There are three levels in a Tier II assessment:
a. The first level compares established ecological benchmarks to the
site data.
b. The second level uses toxicity reference values derived from
literature. This level involves problem formulation, an ecological
effects evaluation, exposure estimates, and risk characterization.
c. The third level reduces the Hazard Quotient by justifying the use of
less conservative toxicity values than in the second level.
3. A Tier III assessment is a quantitative ecological risk assessment in which
site-specific cleanup levels are developed.
A Tier III evaluation uses the effects and exposure information from the
second level of a Tier II evaluation to develop a problem formulation. After the
problem formulation, the study design is developed and verified in the field. Once
a sampling plan is established, the samples can be collected and analyzed. The
final step is a risk characterization, which can be used to select remediation
alternative(s). Risk characterization involves risk estimation, risk description, and
uncertainty analysis. The risk description of cleanup levels includes the threshold
for effects on assessment end points as a range of values between the NOAEL (no
observed adverse effects level) and the LOAEL (lowest observed adverse effects
level) for a particular contaminant. Decisions regarding remediation, no further
A27
Appendix A Summary of Federal, State, and Regional Guidance

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